{"id":9682,"date":"2022-01-01T11:56:16","date_gmt":"2022-01-01T11:56:16","guid":{"rendered":"https:\/\/kuvera.in\/blog\/?p=9682"},"modified":"2026-09-10T10:06:20","modified_gmt":"2026-09-10T04:36:20","slug":"complaints-status","status":"publish","type":"post","link":"https:\/\/kuvera.in\/blog\/complaints-status\/","title":{"rendered":"Disclosure on status of complaints"},"content":{"rendered":"\n<h5 class=\"wp-block-heading\">Data for the month ending: 31\/08\/2026<\/h5>\n\n\n\n<div class=\"wp-block-columns is-layout-flex wp-container-core-columns-is-layout-8f761849 wp-block-columns-is-layout-flex\">\n<div class=\"wp-block-column is-layout-flow wp-block-column-is-layout-flow\" style=\"flex-basis:100%\">\n<div class=\"wp-block-group is-layout-grid wp-container-core-group-is-layout-1e2e5166 wp-block-group-is-layout-grid\">\n<figure class=\"wp-block-table\"><table class=\"has-fixed-layout\"><tbody><tr><td class=\"has-text-align-center\" data-align=\"center\">Sr. No<\/td><td class=\"has-text-align-center\" data-align=\"center\">Received from<\/td><td class=\"has-text-align-center\" data-align=\"center\">Pending at the end of last month<\/td><td class=\"has-text-align-center\" data-align=\"center\">Received        <\/td><td class=\"has-text-align-center\" data-align=\"center\">Resolved*      <\/td><td class=\"has-text-align-center\" data-align=\"center\">Total Pending<\/td><td class=\"has-text-align-center\" data-align=\"center\">Pending complaints &gt; 3 months<\/td><td class=\"has-text-align-center\" data-align=\"center\">Average resolution time (in days)<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">1<\/td><td class=\"has-text-align-center\" data-align=\"center\">Directly from investors<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">2<\/td><td class=\"has-text-align-center\" data-align=\"center\">SEBI (SCORES)<\/td><td class=\"has-text-align-center\" data-align=\"center\">7<\/td><td class=\"has-text-align-center\" data-align=\"center\">1<\/td><td class=\"has-text-align-center\" data-align=\"center\">5<\/td><td class=\"has-text-align-center\" data-align=\"center\">3<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">3<\/td><td class=\"has-text-align-center\" data-align=\"center\">Other Sources (if any)<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><\/tr><\/tbody><\/table><\/figure>\n<\/div>\n<\/div>\n<\/div>\n\n\n\n<p class=\"wp-block-paragraph\">^ Average resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.<\/p>\n\n\n\n<h5 class=\"wp-block-heading\">Trend of monthly disposal of complaints<\/h5>\n\n\n\n<figure class=\"wp-block-table\"><table class=\"has-fixed-layout\"><tbody><tr><td class=\"has-text-align-center\" data-align=\"center\">\n<div style=\"margin-right: 0in; padding-bottom: 0in; padding-top: 0in;\">\n<div style=\"margin-right: 0in; padding-bottom: 0in; padding-top: 0in;\">Sr No<\/div>\n<\/div>\n<\/td><td class=\"has-text-align-center\" data-align=\"center\">\n<div style=\"margin-right: 0in; padding-bottom: 0in; padding-top: 0in;\">\n<div style=\"margin-right: 0in; padding-bottom: 0in; padding-top: 0in;\">Month<\/div>\n<\/div>\n<\/td><td>\n<div style=\"margin-right: 0in; padding-bottom: 0in; padding-top: 0in;\">\n<div style=\"margin-right: 0in; padding-bottom: 0in; padding-top: 0in;\">Carried forward from previous month<\/div>\n<\/div>\n<\/td><td>\n<div style=\"margin-right: 0in; padding-bottom: 0in; padding-top: 0in;\">\n<div style=\"margin-right: 0in; padding-bottom: 0in; padding-top: 0in;\">Received<\/div>\n<\/div>\n<\/td><td>\n<div style=\"margin-right: 0in; padding-bottom: 0in; padding-top: 0in;\">\n<div style=\"margin-right: 0in; padding-bottom: 0in; padding-top: 0in;\">Resolved<\/div>\n<\/div>\n<\/td><td class=\"has-text-align-center\" data-align=\"center\">\n<div style=\"margin-right: 0in; padding-bottom: 0in; padding-top: 0in;\">\n<div style=\"margin-right: 0in; padding-bottom: 0in; padding-top: 0in;\">Pending<\/div>\n<\/div>\n<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">1<\/td><td class=\"has-text-align-center\" data-align=\"center\">Apr,26<\/td><td>1<\/td><td>3<\/td><td>1<\/td><td class=\"has-text-align-center\" data-align=\"center\">3<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">2<\/td><td class=\"has-text-align-center\" data-align=\"center\">May,26<\/td><td>3<\/td><td>2<\/td><td>4<\/td><td class=\"has-text-align-center\" data-align=\"center\">1<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">3<\/td><td class=\"has-text-align-center\" data-align=\"center\">Jun,26<\/td><td>1<\/td><td>2<\/td><td>1<\/td><td class=\"has-text-align-center\" data-align=\"center\">2<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">4<\/td><td class=\"has-text-align-center\" data-align=\"center\">Jul,26<\/td><td>2<\/td><td>9<\/td><td>4<\/td><td class=\"has-text-align-center\" data-align=\"center\">7<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">5<\/td><td class=\"has-text-align-center\" data-align=\"center\">Aug,26<\/td><td>7<\/td><td>1<\/td><td>5<\/td><td class=\"has-text-align-center\" data-align=\"center\">3<\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">*Inclusive of complaints of previous months resolved in the current month.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">#Inclusive of complaints pending as on the last day of the month.<\/p>\n\n\n\n<h5 class=\"wp-block-heading\">Trend of annual disposal of complaints<\/h5>\n\n\n\n<figure class=\"wp-block-table\"><table class=\"has-fixed-layout\"><tbody><tr><td class=\"has-text-align-center\" data-align=\"center\"><strong>Sr. No.<\/strong><\/td><td class=\"has-text-align-center\" data-align=\"center\"><strong>Year<\/strong><\/td><td class=\"has-text-align-center\" data-align=\"center\"><strong>Carried forward from previous year<\/strong><\/td><td class=\"has-text-align-center\" data-align=\"center\"><strong>Received<\/strong><\/td><td class=\"has-text-align-center\" data-align=\"center\"><strong>Resolved<\/strong><\/td><td class=\"has-text-align-center\" data-align=\"center\"><strong>Pending<\/strong><\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">1<\/td><td class=\"has-text-align-center\" data-align=\"center\">2018-19<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><td class=\"has-text-align-center\" data-align=\"center\">1<\/td><td class=\"has-text-align-center\" data-align=\"center\">1<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">2<\/td><td class=\"has-text-align-center\" data-align=\"center\">2019-20<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><td class=\"has-text-align-center\" data-align=\"center\">5<\/td><td class=\"has-text-align-center\" data-align=\"center\">2<\/td><td class=\"has-text-align-center\" data-align=\"center\">3<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">3<\/td><td class=\"has-text-align-center\" data-align=\"center\">2020-21<\/td><td class=\"has-text-align-center\" data-align=\"center\">3<\/td><td class=\"has-text-align-center\" data-align=\"center\">5<\/td><td class=\"has-text-align-center\" data-align=\"center\">8<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">4<\/td><td class=\"has-text-align-center\" data-align=\"center\">2021-22<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><td class=\"has-text-align-center\" data-align=\"center\">5<\/td><td class=\"has-text-align-center\" data-align=\"center\">5<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">5<\/td><td class=\"has-text-align-center\" data-align=\"center\">2022-23<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><td class=\"has-text-align-center\" data-align=\"center\">7<\/td><td class=\"has-text-align-center\" data-align=\"center\">7<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">6<\/td><td class=\"has-text-align-center\" data-align=\"center\">2023-24<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><td class=\"has-text-align-center\" data-align=\"center\">13<\/td><td class=\"has-text-align-center\" data-align=\"center\">11<\/td><td class=\"has-text-align-center\" data-align=\"center\">2<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">7<\/td><td class=\"has-text-align-center\" data-align=\"center\">2024-25<\/td><td class=\"has-text-align-center\" data-align=\"center\">2<\/td><td class=\"has-text-align-center\" data-align=\"center\">31<\/td><td class=\"has-text-align-center\" data-align=\"center\">33<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">8<\/td><td class=\"has-text-align-center\" data-align=\"center\">2025-26<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><td class=\"has-text-align-center\" data-align=\"center\">18<\/td><td class=\"has-text-align-center\" data-align=\"center\">17<\/td><td class=\"has-text-align-center\" data-align=\"center\">1<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">9<\/td><td class=\"has-text-align-center\" data-align=\"center\">2026 &#8211; 27<\/td><td class=\"has-text-align-center\" data-align=\"center\">1<\/td><td class=\"has-text-align-center\" data-align=\"center\">17<\/td><td class=\"has-text-align-center\" data-align=\"center\">15<\/td><td class=\"has-text-align-center\" data-align=\"center\">3<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">Grand Total<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><td class=\"has-text-align-center\" data-align=\"center\">&nbsp;<\/td><td class=\"has-text-align-center\" data-align=\"center\">102<\/td><td class=\"has-text-align-center\" data-align=\"center\">99<\/td><td class=\"has-text-align-center\" data-align=\"center\">3<\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">&nbsp;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">*Inclusive of complaints of previous years resolved in the current year.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">#Inclusive of complaints pending as on the last day of the year.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><em>Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :<\/em><\/p>\n\n\n\n<figure class=\"wp-block-table\"><table class=\"has-fixed-layout\"><tbody><tr><td class=\"has-text-align-center\" data-align=\"center\">Sr. No.<\/td><td class=\"has-text-align-center\" data-align=\"center\">Financial Year<\/td><td class=\"has-text-align-center\" data-align=\"center\">Compliance Audit Status<\/td><td class=\"has-text-align-center\" data-align=\"center\">Remarks, If any<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">1<\/td><td class=\"has-text-align-center\" data-align=\"center\">FY 2024-25<\/td><td class=\"has-text-align-center\" data-align=\"center\">Conducted<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><\/tr><tr><td class=\"has-text-align-center\" data-align=\"center\">2<\/td><td class=\"has-text-align-center\" data-align=\"center\">FY 2023-24<\/td><td class=\"has-text-align-center\" data-align=\"center\">Conducted<\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8211;<\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Data for the month ending: 31\/08\/2026 Sr. No Received from Pending at the end of last month Received Resolved* Total Pending Pending complaints &gt; 3 months Average resolution time (in days) 1 Directly from investors &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; 2 SEBI (SCORES) 7 1 5 3 &#8211; &#8211; 3 Other Sources (if any) [&#8230;]<\/p>\n<p><a class=\"btn btn-secondary understrap-read-more-link\" href=\"https:\/\/kuvera.in\/blog\/complaints-status\/\">Read More&#8230;<\/a><\/p>\n","protected":false},"author":11,"featured_media":9762,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":""},"categories":[531],"tags":[],"class_list":["post-9682","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-regulatory-disclosure"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 5.0.1.1 - aioseo.com -->\n\t<meta name=\"description\" content=\"Data for the month ending: 31\/08\/2026 ^ Average resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month. 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